4ORM FINANCE
PRE-SEED DATA ROOM · CONFIDENTIAL
05.5

Model Source
Documentation

The receipts behind the five-year financial model: every salary figure, cost estimate, fee assumption, and market data point, each with its model value, observed market range, and primary source.

PREPARED BY
4orm Finance Holdings Inc.
ROUND STATUS
Pre-Seed $3M
Opens July 1, 2026
CATEGORY
05 · Financials
Document 05.5
BASIS
April 2026 study
All figures CAD
1.0
PURPOSE &
METHOD

Why this document exists

A financial model is only as credible as its inputs, so this document itemizes every assumption in the 4orm five-year financial model: each line shows the value used, the observed market range, and the primary source. Nothing in the model is asserted without a basis a reviewer can check.

The method, in brief: every compensation figure was cross-referenced against at least two independent sources (Glassdoor, PayScale, Indeed, LinkedIn Salary, Robert Half), targeting the 40th to 60th percentile for the Calgary and Alberta fintech market, adjusted for stage. Institutional deposit figures come from FY2024 annual reports. Regulatory cost estimates are built from published CIRO and CSA rule books with a contingency buffer; actual fees depend on registration category. Salaries escalate 3% annually with Canadian CPI; infrastructure escalates 5%; regulatory costs escalate 8% to reflect a growing compliance burden. All figures are CAD unless marked USD, converted at approximately 1.36 (Bank of Canada, April 2026).

Reference institutions in the model: ATB Financial, Servus Credit Union, Bow Valley Credit Union, and Vancity Credit Union, under a CIRO and CSA regulatory framework with provincial filings in Alberta and British Columbia.

2.0
TEAM
COMPENSATION

Compensation, benchmarked role by role

Executive salaries are benchmarked against the Calgary and Alberta fintech market for early-stage companies, and the founders take below these benchmarks by design (the reset is documented in the SWOT, document 10.4). The engineering plan assumes an AI-augmented build that reduces total headcount by roughly 35% against a traditional team.

Executive

ROLEMODEL VALUEMARKET RANGEPRIMARY SOURCE
CEO / Founder$175,000$160K–$220KGlassdoor Canada, fintech CEO, Calgary
CTO$175,000$165K–$225KPayScale Canada, CTO, Calgary tech
COO$165,000$150K–$200KGlassdoor Canada, COO fintech
CCO (Compliance)$165,000$150K–$195KRobert Half 2025 Salary Guide
CFO$160,000$145K–$200KIndeed Canada, CFO fintech
EXECUTIVE COMP · MODEL VALUE (MARKER) INSIDE OBSERVED MARKET RANGE · C$K
CEO / Founder175 in 160–220
CTO175 in 165–225
COO165 in 150–200
CCO165 in 150–195
CFO160 in 145–200

Engineering

ROLEMODEL VALUEMARKET RANGEPRIMARY SOURCE
Lead Blockchain Architect$170,000$155K–$200KGlassdoor, blockchain architect, Canada
Security Engineer$150,000$135K–$175KGlassdoor, security engineer, Canada
Sr. Full-Stack Developer$145,000$130K–$170KLinkedIn Salary, Canada
Smart Contract Developer$145,000$130K–$175KIndeed, Solidity developer, Canada
DevOps / Infrastructure$140,000$125K–$160KPayScale, DevOps engineer, Calgary
QA / Test Engineer$105,000$90K–$125KIndeed, QA engineer, Canada
Jr. Smart Contract Developer$90,000$80K–$110KIndeed, junior blockchain developer
Jr. Full-Stack / Jr. DevOps$85,000$75K–$100KGlassdoor / PayScale, Canada

Compliance, legal, and operations

ROLEMODEL VALUEMARKET RANGEPRIMARY SOURCE
External Legal Counsel$150,000/yr$120K–$250K/yrCanadian Lawyer, in-house counsel survey
Head of BD / Partnerships$140,000$125K–$170KLinkedIn Salary, head of BD, Canada
Product Manager$130,000$115K–$155KGlassdoor, product manager, Calgary
Compliance Manager$120,000$110K–$145KRobert Half 2025
Marketing Lead$110,000$95K–$135KIndeed, marketing manager, fintech
AML / KYC Specialist$95,000$80K–$115KPayScale, AML analyst, Canada
Customer Success Lead$95,000$85K–$115KPayScale, customer success manager
Compliance Analysts (2)$85,000 each$75K–$100KGlassdoor / Indeed, Canada
Office / Admin$55,000$48K–$65KIndeed, office administrator, Calgary
Employer burden18% of base16–20%Canada.ca: CPP 5.95% + EI 2.3% + benefits + RRSP match
3.0
REGULATORY &
TECHNOLOGY

What it costs to operate regulated and production-grade

LINE ITEMMODEL VALUEMARKET RANGEPRIMARY SOURCE
CIRO dealer registration$500,000$300K–$750KCIRO rule book, capital requirements
Provincial securities (4 provinces)$200,000$150K–$300KASC fee schedule
AWS / cloud hosting$180,000/yr$120K–$300K/yrAWS pricing, fintech workload
Smart contract audit (per major release)$150,000$100K–$250KOpenZeppelin audit pricing
Legal annual retainer$150,000/yr$120K–$250K/yrBlakes / Osler fintech practice
AML / KYC platform$120,000/yr$80K–$180K/yrChainalysis / Elliptic enterprise pricing
Security / pen testing$100,000/yr$75K–$150K/yrCure53 / Trail of Bits
External audit (annual)$85,000$60K–$120KCPA Canada audit fee survey 2024
Office rent (Calgary)$84,000/yr$54K–$126K/yrAvison Young Calgary office report 2025
CSA registration filing$75,000$50K–$100KCSA NI 31-103
Insurance (E&O + cyber)$75,000/yr$50K–$120K/yrMarsh Canada fintech insurance
Blockchain node infrastructure$60,000/yr$36K–$96K/yrInfura / Alchemy enterprise pricing
Software licenses (dev tools)$60,000/yr$40K–$80K/yrGitHub Enterprise, JetBrains, Jira
Monitoring and observability$36,000/yr$24K–$60K/yrDatadog / Grafana pricing
4.0
REVENUE
ASSUMPTIONS

The demand side: deposits, fees, and the e-transfer rail

Revenue is projected from 1% of the combined deposit base of the reference institutions in year one, across the five verticals: deposit tokenization, SaaS platform fees, e-transfer revenue share, AUA advisory fees, and data analytics.

LINE ITEMMODEL VALUEMARKET RANGEPRIMARY SOURCE
Total FI deposits (4 institutions)$108B+$100B–$120BFY2024 annual reports, summed below
ATB Financial deposits$43.3BFY2024ATB annual report
Vancity assets under administration$35.5BFY2024Vancity annual report
Servus Credit Union assets$29.3BFY2024Servus annual report; Canada's largest credit union
Bow Valley Credit UnionRegionalest. $1B–$3BABCUL directory, Alberta credit unions
Tokenized AUM, year 1 (1% of TAM)$450M0.5–2% adoptionBCG / Ripple tokenization trajectory
Deposit platform fee15 bps10–25 bpsOndo Finance fee structure, RWA comps
SaaS fees per institution$240K–$480K/yr$200K–$600KFIS / Finastra enterprise SaaS benchmarks
Interac e-Transfer annual volume$554B+ (2024)1.3B+ transactionsInterac 2024 annual report; Payments Canada
Wholesale e-transfer fee (new flat rate)$0.08/txn$0.05–$0.10Interac wholesale fee announcement 2024
4orm e-transfer revenue share2–5 bps1–8 bpsPayment processor margin benchmarks
M2 money supply (CAD)$2.78T~3.4% CAGRBank of Canada / StatCan table 10-10-0116-01
REFERENCE INSTITUTION DEPOSIT & ASSET BASE · C$B · FY2024
ATB Financial43.3
Vancity (AUA)35.5
Servus29.3
Bow Valleyest. 1–3
THE PRIMARY COMPARABLE

Ondo Finance is the model's primary comparable for team sizing, fee structure, and growth trajectory: roughly US$3.6B TVL on US$24M raised with a 50-to-100-person team, charging 15 bps management fees. The 1% year-one TAM capture is conservative against Ondo's trajectory and appropriate for a Canadian regulated-market entrant.

5.0
BUILD COSTS
& OFFSETS

The contracted build, the AI assumption, and the tax offsets

The platform build is contracted to SPEER Technologies under a signed three-phase partnership agreement (Globe & Mail Top Growing Companies 2024 and 2025; 40+ platforms shipped; clients include Air Canada, TD, and Rogers). Rates are from the contract's Schedule A, not estimates.

LINE ITEMMODEL VALUETIMELINE / RANGESOURCE
Phase 1, discovery$20.6K–$31.2K1–2 months4orm-SPEER partnership agreement
Phase 2, MVP$62.4K–$93.6K3–5 months4orm-SPEER partnership agreement
Phase 3, full development$104K–$156K3–6 months4orm-SPEER partnership agreement
Total including 13% HST$211.3K–$317.3K7–13 monthsContracted
AI headcount reduction~35%25–45%GitHub Copilot controlled study, Peng et al. 2023 (55% faster task completion)
AI-augmented team, year 318.4 FTEvs. 28 traditional4orm model, team roadmap; Ondo-benchmarked
SR&ED combined creditUp to 35%$6M expenditure limitCRA SR&ED program; 2024 Fall Economic Statement; Alberta proposed 20%
IRAP grants (NRC)Up to $1M$50K–$1MNRC IRAP program
ANNUAL RECURRING OPERATING LINES · TOP 8 · C$K/YR
Cloud hosting180
Legal retainer150
AML/KYC platform120
Security testing100
External audit85
Office (Calgary)84
Insurance E&O+cyber75
Node infra + tools120 comb.

Methodology and caveats: regulatory fee estimates depend on the final registration category (investment dealer versus restricted dealer) and include contingency; salary figures reflect April 2026 market conditions and may move; this document supports the five-year model in this category and is not an offering document. Full source links for every line item are preserved in the underlying study (April 2026) and available on request.

DATA.4ORMFINANCE.COM
NOT FOR DISTRIBUTION