4ORM FINANCE
PRE-SEED DATA ROOM · CONFIDENTIAL
01.2

Executive
Summary

4orm Finance operates Canada's regulated control plane for tokenized real-world assets: the perimeter inside which institutions issue, trade, settle, custody, report, and supervise tokenized RWAs.

PREPARED BY
4orm Finance Holdings Inc.
ROUND STATUS
Pre-Seed $3M
Opens July 1, 2026
CATEGORY
01 · Pitch
Document 01.2
UPDATED
June 2026
1.0
THE
COMPANY

The regulated control plane

4orm Finance is the regulated control plane for tokenized real-world assets in Canada. The platform operates the perimeter inside which Canadian institutions issue, trade, settle, custody, report, and supervise tokenized assets. Settlement is embedded. Compliance is embedded. The blockchain is an execution surface; the regulated controls live with the platform and the institution.

The technology is developed by KCS Capital, an independent research and development firm. 4orm Finance Holdings is the parent entity of 4orm OpCo, 4ormEx OpCo, and 4orm Trust Co, each governed separately to match its regulatory function, in line with the HoldCo / OpCo / CustodyCo separation the CIRO Digital Asset Custody Framework specifies.

The platform is full-stack institutional infrastructure across six modules: the digital settlement network, tokenized CAD deposits, RWA issuance and registry, the tokenized collateral engine, the regulated RWA marketplace, and trust and estate digitization. The capability detail sits in document 03.1 of this data room.

2.0
THE
MARKET

From pilot to production

Tokenized real-world assets are moving from pilot to production. The Bank of Canada's Project Samara settled a C$100M tokenized bond pilot with RBC, TD, and EDC in March 2026; JPMorgan's Kinexys rails have settled more than US$1.5T; and the CSA launched Project Tokenization as a national regulatory workstream. Canada has the issuers, the banks, and the regulatory clarity. What it lacks is the regulated corridor connecting them. That corridor is the product.

$2–4T
Global tokenized assets by 2030, McKinsey base case
C$350M–1.9B
Canadian RWA infrastructure revenue pool per year
$100M
BoC Project Samara tokenized bond pilot
$8–22B/yr
Annual friction cost, Canadian banking

The full sizing discipline, including what is verified fact and what is management estimate, is document 02.1. The Canadian competitive landscape, with its honest caveats, is document 02.4.

3.0
THE
RAISE

What the round funds

The $3M Pre-Seed opens July 1, 2026 and funds three things: the regulatory pathway through FINTRAC, the OSFI classification work, and the Q3 2026 sandbox application; the founding team build-out around the contracted SPEER engineering engagement; and the production hardening of the control plane toward the first institutional pilot. The build is sequenced behind the close by design, and the first ninety days of execution are documented in 03.5 and 03.6.

YEAR 1 REVENUE BY STREAM · CY2027 BASE CASE · C$M
SaaS + APIs4.14
Issuance1.04
Custody & admin0.53
Settlement0.08
Trading0.07

The first full revenue year in the five-year model (05.1) produces C$5.85M across five fee streams, C$6.21M including non-dilutive grants, with the assumptions itemized line by line in 05.5. Full terms, the use of proceeds, and the comparable-round analysis sit in Category 09 of this data room.

THE REGULATORY SEQUENCE THE ROUND FUNDS
JUL 1, 2026
$3M Pre-Seed opens
POST-CLOSE
FINTRAC MSB confirmed; OSFI Group 1a memo
Q3 2026
Sandbox application filed
MONTHS 7–9
Sandbox pilot with the lead institution
MONTHS 10–12
Production hardening

This document summarizes materials presented throughout the data room and does not constitute an offer to sell securities. Where summaries and source documents differ, the source documents govern.

DATA.4ORMFINANCE.COM
NOT FOR DISTRIBUTION